Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael William Alexander has been in the securities industry since January 9, 2005. Michael is currently registered with UBS Asset Management (us) Inc. in both New York and Stamford, Connecticut. Michael is also a registered principal with UBS Financial Services Inc. and previously worked for Brinker Capital Securities, Inc. Michael has a Series 7, Series 24, Series 66, and SIE license and is registered in Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/23/2005 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NJ
01/28/2013 - 10/05/2018
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
10/26/2010 - 01/14/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PA
12/14/2004 - 05/27/2005
BRINKER CAPITAL SECURITIES, INC. (BERWYN PA)
BOTH
Issued 09/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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