Unclaimed
Michael Chavez is a registered representative with TIAA-CREF Individual & Institutional Services, LLC, based in Pasadena, CA. Michael has over 9 years of experience in the financial services industry. Michael holds Series 6, 7, 63, and 66 securities licenses. Michael specializes in providing financial planning and portfolio management services for individuals and corporations. Previously, Michael has worked with Morgan Stanley and E*TRADE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CA
08/24/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PASADENA CA)
CA
06/06/2019 - 08/14/2023
E*TRADE SECURITIES LLC (ROLLING HILLS CA)
CA
03/13/2023 - 08/11/2023
MORGAN STANLEY (ROLLING HILLS CA)
CA
03/01/2016 - 06/05/2019
MORGAN STANLEY (OAKLAND CA)
CA
02/09/2015 - 12/28/2015
MML INVESTORS SERVICES, LLC (SAN FRANCISCO CA)
BOTH
Issued 03/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Chavez is the right advisor for you? Invested Better is here to help.