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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Whitney Stephens is an investment advisor representative at Parallel Advisors, LLC. Michael has been in the industry since May 1997 and has experience in investment advising, portfolio management, and financial planning. Michael is registered with the state of California and has a Series 65 license. Michael has also passed the Series 63, Series 7, Series 9, and Series 10 exams. Parallel Advisors, LLC is a registered investment advisor based in San Francisco, CA. The firm provides advisory services to individuals, high-net-worth individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/18/2015 - Present
Parallel Advisors, LLC (SAN FRANCISCO CA)
TX
05/12/1997 - 03/13/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 09/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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