Unclaimed
Michael Wesley Sammons is a financial advisor currently associated with LPL Financial LLC in GILBERT, AZ. Michael has been working in the financial services industry since April 1992. Michael holds Series 7, Series 63, and Series 65 licenses and has been registered with FINRA since 1991. Michael also has a history of employment with other firms including CUNA Brokerage Services, INC., BANC ONE SECURITIES CORPORATION, NATCITY INVESTMENTS, INC., ABN AMRO FINANCIAL SERVICES, INC., LAUGHLIN GROUP ADVISORS, INC., INVEST FINANCIAL CORPORATION and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael specializes in providing a variety of financial services to individuals, high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/05/2021 - Present
LPL Financial LLC (GILBERT AZ)
AZ
10/07/2004 - 01/22/2009
CUNA BROKERAGE SERVICES, INC. (PHOENIX AZ)
IL
08/16/2004 - 10/04/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
05/02/2003 - 06/03/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IL
04/01/1998 - 05/08/2003
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NE
04/22/1997 - 04/01/1998
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
WI
09/24/1993 - 04/29/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
11/15/1991 - 07/21/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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