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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wesley Hall is a financial advisor with Stifel, Nicolaus & Company, Inc. located in FLINT, MI. Michael has been in the industry since 1993 and has worked at various firms including Wells Fargo Clearing Services, LLC and Chase Investment Services Corp. Michael is registered with FINRA and has passed the Series 63, 65, 7 and SIE exams. Michael also holds active licenses in California, Colorado, Florida, Michigan and Texas. Michael specializes in working with individuals, high-net-worth individuals, corporations, charitable organizations, pooled investment vehicles and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
06/12/2019 - Present
Stifel, Nicolaus & Company, Inc. (FLINT MI)
MI
12/15/2009 - 12/14/2017
WELLS FARGO CLEARING SERVICES, LLC (FLINT MI)
MI
07/06/2005 - 01/04/2010
CHASE INVESTMENT SERVICES CORP. (FLINT MI)
IL
12/03/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
07/30/1999 - 09/12/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/25/1994 - 08/27/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/21/1992 - 12/02/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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