Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bernard is an investment advisor representative at Wells Fargo Clearing Services, LLC. Michael has been in the financial services industry for over 20 years. Michael is licensed to provide investment advice in the state of Missouri. Michael is also a registered representative with FINRA and a registered investment advisor with the state of Missouri. Prior to joining Wells Fargo Clearing Services, LLC, Michael worked at TD Ameritrade, Inc., Thinkorswim, Inc., and Ameritrade, Inc. Michael holds the Series 3, 7, 24, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/06/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NE
04/22/2006 - 05/04/2015
TD AMERITRADE, INC. (OMAHA NE)
IL
08/10/2009 - 05/27/2010
THINKORSWIM, INC. (CHICAGO IL)
NE
01/03/2002 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
NE
09/20/2000 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BOTH
Issued 10/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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