Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Werner Stock is a financial advisor who has been in the industry since 1999. He is currently registered with LPL Financial LLC and has previously worked with Lincoln Financial Advisors Corporation, MML Investors Services, LLC, MSI Financial Services, Inc., M&T Securities, Inc., and Prudential Securities Incorporated. Michael holds the Series 7, 63, 65, and 24 licenses and provides financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, selection of other advisors, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/02/2024 - Present
LPL Financial LLC (WAPPINGERS FALLS NY)
NY
12/21/2018 - 05/03/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (POUGHKEEPSIE NY)
NY
03/25/2017 - 12/24/2018
MML INVESTORS SERVICES, LLC (ELMSFORD NY)
NY
12/22/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MIDDLETOWN NY)
NY
11/19/2002 - 12/13/2010
M&T SECURITIES, INC. (AMENIA NY)
NY
06/17/1999 - 11/07/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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