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Michael Werner Schmidt

Guggenheim Securities, LLC

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About Michael Werner Schmidt

Michael Werner Schmidt is a financial professional with over 8 years of experience in the securities industry. Michael Schmidt is currently registered with Guggenheim Securities, LLC, a firm headquartered in Boston, Massachusetts. Prior to joining Guggenheim Securities, Michael Schmidt was registered with LEERINK PARTNERS LLC, also based in Boston, Massachusetts. Michael Schmidt holds a Series 63, SIE, Series 86, Series 87, and Series 7 licenses. Michael Schmidt is currently registered with the following states: California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Massachusetts, Minnesota, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Texas, Washington, and Wisconsin.

Firm Information

Michael Schmidt is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Schmidt’s Registration & Firm History

MA

06/13/2018 - Present

Guggenheim Securities, LLC (BOSTON MA)

MA

06/21/2010 - 06/11/2018

LEERINK PARTNERS LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 07/10/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2010

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/02/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Werner Schmidt.
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