Unclaimed
Michael Werner Schmidt is a financial professional with over 8 years of experience in the securities industry. Michael Schmidt is currently registered with Guggenheim Securities, LLC, a firm headquartered in Boston, Massachusetts. Prior to joining Guggenheim Securities, Michael Schmidt was registered with LEERINK PARTNERS LLC, also based in Boston, Massachusetts. Michael Schmidt holds a Series 63, SIE, Series 86, Series 87, and Series 7 licenses. Michael Schmidt is currently registered with the following states: California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Massachusetts, Minnesota, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
06/13/2018 - Present
Guggenheim Securities, LLC (BOSTON MA)
MA
06/21/2010 - 06/11/2018
LEERINK PARTNERS LLC (BOSTON MA)
BC
Issued 07/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/02/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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