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Michael Wcislo

Mizuho Securities USA LLC

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About Michael Wcislo

Michael Wcislo is a financial professional with experience in the industry. Michael is currently registered with Mizuho Securities USA LLC and has been working in the financial industry since 2016. Michael is a Series 7, Series 63, and SIE licensed representative and has held previous roles at STONEX FINANCIAL INC., MORGAN STANLEY & CO. LLC, and CITIGROUP GLOBAL MARKETS INC. Michael is registered with the Financial Industry Regulatory Authority (FINRA) as well as in 39 states.

Firm Information

Michael Wcislo is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Wcislo’s Registration & Firm History

NY

08/26/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

03/15/2023 - 07/23/2024

STONEX FINANCIAL INC. (NEW YORK NY)

NY

04/22/2021 - 09/22/2022

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

08/24/2016 - 04/09/2021

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/06/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Michael Wcislo. Review regulatory record here.
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