Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sumi has been in the financial industry since 1992. Michael is currently registered with MML Investors Services, LLC and holds licenses for both securities and investment advisory services. In addition to Michael's current registrations, Michael also previously held registrations with MSI Financial Services, Inc., Metropolitan Life Insurance Company, Citistreet Equities LLC, and Pruco Securities Corporation. Michael has expertise in multiple financial areas including insurance, financial planning, and portfolio management. Michael specializes in working with individuals, high net worth individuals, corporations and other businesses, trusts and foundations, pension and profit sharing plans, charitable organizations, insurance companies, banking or thrift institutions, and state or municipal government entities. Michael is also an independent insurance agent and has 3 hours per week dedicated to selling disability, fixed annuities, P&C, and Medicare related products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
06/21/2017 - Present
MML Investors Services, LLC (WALL TOWNSHIP NJ)
NJ
11/28/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (PRINCETON NJ)
NJ
11/28/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WOODBRIDGE NJ)
NJ
08/26/1993 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
NJ
08/13/1992 - 06/14/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 03/11/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Sumi is the right advisor for you? Invested Better is here to help.
