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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sosnow is a financial advisor with over 25 years of experience in the industry. Michael is currently registered with Morgan Stanley and is a Registered Representative and Investment Advisor Representative in California and Texas. Before joining Morgan Stanley, Michael worked at Citigroup Global Markets Inc., W.R. Hambrecht + Co., LLC, and Banc of America Securities LLC. Michael has passed a number of industry exams including Series 7, Series 63, Series 24, Series 55, and Series 65. Michael specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/26/2013 - Present
Morgan Stanley (Palo Alto CA)
CA
05/12/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
CA
06/11/2003 - 02/07/2006
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NY
09/07/2000 - 03/06/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
05/02/1996 - 08/22/2000
THE SHEMANO GROUP, INC. (SAN FRANCISCO CA)
IA
Issued 09/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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