Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wayne Smith has been in the financial services industry since March 20, 1988. Michael is currently registered with Planmember Securities Corp. as a Registered Representative. Michael has held previous registrations with a number of firms including Royal Alliance Associates, Inc., FIMARK Securities, Inc., Mutual Service Corporation, Wells Fargo Securities Inc., Marketing One Securities, Inc., Protective Equity Services, Inc., GNA Securities, Inc., and Integrated Resources Investment Centers, Inc.. Michael is also a registered Investment Advisor Representative in the state of California. Michael is licensed to sell securities in the states of California, Florida, North Carolina, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/31/2001 - Present
Planmember Securities Corp. (Grover Beach CA)
AZ
10/26/1995 - 12/21/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
12/20/1994 - 09/11/1995
FIMARK SECURITIES, INC.
MA
08/10/1994 - 12/31/1994
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
11/19/1993 - 04/21/1994
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
12/08/1992 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
AL
11/15/1990 - 10/13/1992
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
VA
09/14/1988 - 11/21/1990
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
07/07/1988 - 08/30/1988
INTEGRATED RESOURCES INVESTMENT CENTERS, INC. (NEW YORK NY)
VA
10/29/1985 - 05/18/1988
GNA SECURITIES, INC. (GLEN ALLEN VA)
BC
Issued 08/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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