Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wayne Schwartz is a financial advisor with Ameriprise Financial Services, LLC. Michael has been working in the financial services industry since 1996. Michael is registered to provide investment advice in 21 states, including New York, California and Florida. Michael Schwartz also holds a Series 63, Series 7TO, Series 72, SIE, Series 62 and Series 6 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/21/2025 - Present
Ameriprise Financial Services, LLC (Brooklyn NY)
NY
10/28/2019 - 05/04/2023
CETERA ADVISOR NETWORKS LLC (HICKSVILLE NY)
NY
06/25/1998 - 11/05/2019
ROYAL ALLIANCE ASSOCIATES, INC. (BROOKLYN NY)
NY
01/13/1998 - 07/02/1998
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
12/18/1995 - 07/24/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/18/1995 - 07/24/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 12/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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