Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wayne Rose is a financial advisor who is currently registered with BOK Financial Securities, Inc. Michael has over 15 years of experience in the financial services industry, having held previous positions at TIAA-CREF Individual & Institutional Services, LLC, 1ST GLOBAL CAPITAL CORP. and Northwestern Mutual Investment Services, LLC. Michael holds Series 6, 7, 24 and 66 licenses and has experience providing financial planning services, educational seminars and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
09/15/2014 - Present
BOK Financial Securities, Inc. (Tulsa OK)
TX
06/27/2012 - 09/28/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
09/25/2007 - 03/12/2012
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
WI
10/05/2001 - 01/09/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
10/05/2001 - 01/09/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
RI
09/25/1997 - 02/10/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 06/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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