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Michael Wayne Reisman

Natwest Markets Securities Inc.

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About Michael Wayne Reisman

Michael Reisman has been in the financial industry since 1998. Currently, Michael is registered with Natwest Markets Securities Inc. in Stamford, Connecticut. Michael has also held positions at WELLS FARGO CLEARING SERVICES, LLC, FIRST CLEARING, LLC, EMPIRE SECURITIES CORPORATION, NDB CAPITAL MARKETS, LP, HAMBRECHT & QUIST LLC, WEDBUSH MORGAN SECURITIES INC. and BEAR, STEARNS & CO. INC.

Firm Information

Michael Reisman is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Reisman’s Registration & Firm History

CT

07/26/2024 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

MO

02/02/2004 - 10/06/2022

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

VA

10/10/2005 - 01/16/2015

FIRST CLEARING, LLC (RICHMOND VA)

CA

06/17/2003 - 03/02/2004

EMPIRE SECURITIES CORPORATION (EL SEGUNDO CA)

NY

04/21/1998 - 07/01/2002

NDB CAPITAL MARKETS, LP (NEW YORK NY)

CA

10/01/1997 - 03/05/1998

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

CA

11/01/1995 - 09/08/1997

WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)

NY

03/17/1995 - 11/02/1995

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/15/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Wayne Reisman.
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