Unclaimed
Michael Wayne Miller is a financial advisor with Concourse Financial Group Securities, Inc. located in Birmingham, Alabama. Michael has been a registered representative in the securities industry since June 14, 2000. He holds a Series 7, Series 6, and Series 63 licenses. Michael has experience providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
06/03/2020 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
CT
01/18/2017 - 06/02/2020
SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)
MO
10/03/2016 - 12/21/2016
EDWARD JONES (CREVE COEUR MO)
CT
01/04/2016 - 10/03/2016
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
PA
12/07/2012 - 01/04/2016
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NY
07/21/2011 - 11/06/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
MO
03/12/2001 - 06/13/2011
HARTFORD EQUITY SALES COMPANY INC. (ST LOUIS MO)
WI
06/14/2000 - 12/14/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 09/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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