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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wayne Lucas is an investment advisor representative with Cetera Investment Advisers LLC. Lucas has been in the securities industry for over 18 years. He is registered with the state of Connecticut and Texas. Lucas holds the Series 6, 7, 26, 63, and 66 licenses, along with the SIE exam. In addition to his role as a financial advisor at Cetera Investment Advisers LLC, Lucas is also a 41% owner of NEW VIEW WEALTH MANAGEMENT LLC. Prior to joining Cetera, Lucas was employed by Foresters Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
10/29/2020 - Present
Cetera Investment Advisers LLC (NORTH HAVEN CT)
CT
11/22/2004 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (NORTH HAVEN CT)
BOTH
Issued 9/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/7/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/3/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/7/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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