linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Wayne Jones

Northern Lights Distributors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Wayne Jones

Michael Wayne Jones is a registered representative with Northern Lights Distributors, LLC. Michael is a Series 6, 7, 24, 63, and 66 licensed professional with experience in the financial services industry. Michael has previously worked at other firms such as BLACKROCK INVESTMENTS, LLC, ASSETMARK BROKERAGE, LLC, TD AMERITRADE, INC., AMERITRADE, INC., and CITIGROUP GLOBAL MARKETS INC. Michael has a strong background in financial planning and investment management. Michael is committed to providing his clients with the highest level of service and personalized attention.

Firm Information

Michael Jones is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Jones’s Registration & Firm History

NE

08/09/2024 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

CA

07/27/2021 - 03/05/2024

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

06/24/2020 - 06/03/2021

ASSETMARK BROKERAGE, LLC (CONCORD CA)

TX

04/22/2006 - 04/01/2020

TD AMERITRADE, INC. (FORT WORTH TX)

TX

12/21/2005 - 04/22/2006

AMERITRADE, INC. (FORT WORTH TX)

NY

01/03/2004 - 11/01/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

AZ

10/27/2000 - 09/19/2002

DAVIS DISTRIBUTORS, LLC (TUCSON AZ)

Not sure if Michael Wayne Jones is right for you?

Licenses & Designations

BOTH

Issued 01/09/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2002

Series 7 - General Securities Representative Examination

BC

Issued 10/26/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Wayne Jones.
Not sure if Michael Wayne Jones is right for you?