Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Goodwin is an investment advisor representative currently registered with Cambridge Investment Research Advisors, Inc. Michael Goodwin has been in the industry since 2004. Michael Goodwin is registered with the following state regulators: California, Colorado, Florida, Illinois, Iowa, Louisiana, Massachusetts, Nevada, Oklahoma, Oregon, Pennsylvania, Texas, Utah, Wisconsin. Michael Goodwin is also registered with the following national regulators: FINRA. Michael Goodwin's current firm is Cambridge Investment Research Advisors, Inc.. Previously, Michael Goodwin was registered with MML INVESTORS SERVICES, LLC and NYLIFE SECURITIES INC.. Michael Goodwin holds a Series 63 license and a Series 65 license. Michael Goodwin also holds a Series 6 license, a Series 62 license and a SIE license. Michael Goodwin is a board member of The Woodlands Arts Council. Michael Goodwin is an advisory rep of Cambridge Investment Research, Inc. and part-owner of Goodwin & Menard LLC dba Sterling Wealth Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
09/09/2011 - Present
Cambridge Investment Research Advisors, Inc. (Houston TX)
TX
09/01/2006 - 09/15/2011
MML INVESTORS SERVICES, LLC (THE WOODLANDS TX)
TX
08/18/2004 - 09/01/2006
NYLIFE SECURITIES INC. (HOUSTON TX)
IA
Issued 04/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2010
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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