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Michael Wayne Feinman

PHX Financial, Inc.

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About Michael Wayne Feinman

Michael Feinman is a financial advisor with over 30 years of experience in the industry. Michael has worked with several firms including Wells Fargo Clearing Services, LLC and Prudential Securities Incorporated. Currently, Michael is a registered representative of PHX Financial, Inc. Michael is licensed to sell securities in several states including California, Florida, Maryland, New Jersey, New York, North Carolina, South Carolina, and Virginia.

Firm Information

Michael Feinman is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Feinman’s Registration & Firm History

NY

08/21/2022 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

04/15/2019 - 07/06/2022

EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)

NY

07/01/2003 - 04/16/2019

WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)

NY

06/09/2003 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

04/16/2001 - 09/27/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

03/04/1998 - 04/24/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

07/31/1993 - 02/12/1998

SMITH BARNEY INC. (NEW YORK NY)

NY

10/17/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/11/1991 - 09/19/1991

SCHONFELD SECURITIES INC. (JERICHO NY)

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Licenses & Designations

IA

Issued 05/13/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/1991

Series 3 - National Commodity Futures Examination

BC

Issued 04/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Wayne Feinman. Review regulatory record here.
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