Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wayne Faircloth is a registered representative with Raymond James & Associates, Inc. Michael has been in the securities industry since January 17, 2000. Michael has been associated with Raymond James & Associates, Inc. since June 30, 2017. Previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Citicorp Investment Services and Morgan Stanley DW Inc. Michael holds Series 66, Series 9, Series 10, SIE, Series 31 and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/30/2017 - Present
Raymond James & Associates, Inc. (MODESTO CA)
CA
09/04/2008 - 07/03/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MODESTO CA)
CA
05/29/2007 - 09/17/2008
CITIGROUP GLOBAL MARKETS INC. (TURLOCK CA)
CA
10/20/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (TURLOCK CA)
NY
12/23/1999 - 09/23/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Faircloth is the right advisor for you? Invested Better is here to help.
