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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dimmel is a financial advisor with over 30 years of experience in the industry, specializing in providing personalized financial guidance and investment strategies. Michael currently works with Morgan Stanley, where he is registered as a Registered Representative. Before joining Morgan Stanley, Michael worked with UBS Financial Services Inc., J.C. Bradford & Co., First Union Securities, Inc., Lovett Underwood Neuhaus & Webb, Inc., and Underwood, Neuhaus & Co., Incorporated. Michael has successfully completed the Series 63, Series 65, Series 7, and SIE exams. He is a licensed advisor in several states. Michael offers a wide range of services including financial planning, asset allocation advice, and portfolio management. He serves individuals, corporations, investment companies, charitable organizations, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Dallas TX)
TX
05/11/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
08/14/2000 - 05/25/2007
UBS FINANCIAL SERVICES INC. (DALLAS TX)
NY
10/21/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MO
09/04/1990 - 11/03/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NA
11/13/1989 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
TX
12/23/1985 - 11/13/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
IA
Issued 10/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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