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Michael Wayne Burton

Aegis Capital Corp.

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About Michael Wayne Burton

Michael Burton is a financial advisor with over 23 years of experience in the industry. Michael is registered with Aegis Capital Corp. and has a strong track record of providing financial guidance to a wide range of clients, including high-net-worth individuals, corporations, and pooled investment vehicles. Michael's expertise includes portfolio management, financial planning, and investment advice. Michael is committed to providing personalized financial solutions that meet the unique needs of each client.

Firm Information

Michael Burton is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Burton’s Registration & Firm History

CA

10/23/2023 - Present

Aegis Capital Corp. (Dana Point CA)

NY

03/23/2000 - 12/31/2003

CADARET, GRANT & CO., INC. (SYRACUSE NY)

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Licenses & Designations

BOTH

Issued 05/31/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/31/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/17/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Michael Wayne Burton. Review regulatory record here.
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