Unclaimed
Michael Ary is a registered representative with Raymond James & Associates, Inc. based in Dalton, Georgia. Michael has been in the securities industry since 1989 and is licensed in Florida and Georgia. Michael also has a Series 65 license. Prior to joining Raymond James & Associates, Inc., Michael was a registered representative with MORGAN KEEGAN & COMPANY, INC., REGIONS INVESTMENT COMPANY, INC., SOUTHTRUST SECURITIES, INC., SOUTHTRUST INVESTMENT SERVICES, INC., NATIONSSECURITIES, PRUCO SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/13/2013 - Present
Raymond James & Associates, Inc. (DALTON GA)
GA
04/12/2001 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (DALTON GA)
AL
10/27/1995 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
AL
06/12/1995 - 10/12/1995
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NA
02/27/1995 - 06/16/1995
SOUTHTRUST INVESTMENT SERVICES, INC.
NA
06/23/1993 - 03/09/1995
NATIONSSECURITIES
NJ
05/16/1991 - 08/02/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/16/1991 - 08/02/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MA
02/20/1991 - 05/08/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/20/1991 - 05/08/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
07/21/1987 - 01/25/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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