Unclaimed
Michael Wayne Arnold is a financial advisor with Prospera Financial Services, Inc., located in Dallas, TX. Michael has been in the financial industry for over 25 years. Michael is licensed to provide investment advice in multiple states including Texas, New Mexico, Arizona, California, Arkansas, Colorado, Ohio, Oklahoma, South Carolina, Utah, New Jersey. Michael is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
12/09/2015 - Present
Prospera Financial Services, Inc. (DALLAS TX)
NM
10/31/1997 - 12/15/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOBBS NM)
BOTH
Issued 12/04/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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