Unclaimed
Michael Wayne Alexander is a financial advisor who has been in the industry since 1994. Currently, Michael is registered with Sanctuary Advisors, LLC. Previously, Michael has worked with other firms including BlackRock Investments, LLC, AllianceBernstein Investment Research and Management, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc. Michael is a Series 7, Series 24, Series 31, Series 63, and Series 65 licensed advisor. Michael is also a registered Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
12/05/2022 - Present
Sanctuary Advisors, LLC (HOUSTON TX)
NY
08/27/2003 - 09/30/2022
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
TN
01/01/1998 - 08/19/2003
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
01/05/1995 - 11/05/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/12/1993 - 01/10/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 11/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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