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Michael Warren Leopold

Huntleigh Advisors, Inc.

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About Michael Warren Leopold

Michael Leopold is an investment advisor representative, licensed in various states and registered with FINRA. Michael currently works with Huntleigh Advisors, Inc. He is also a registered investment advisor representative in Florida, Illinois, and Missouri. Michael has been in the securities industry since March 8, 1972, and currently works with Huntleigh Advisors, Inc. His areas of expertise include investment management for individuals and retirement planning. Michael also serves in various civic and charitable roles within the community.

Firm Information

Michael Leopold is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/third party manager fees

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Michael Leopold’s Registration & Firm History

MO

06/10/2011 - Present

Huntleigh Advisors, Inc. (ST. LOUIS MO)

NA

03/09/1972 - 12/26/1986

NEWHARD, COOK & CO. INCORPORATED

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Licenses & Designations

BOTH

Issued 03/09/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/31/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2006

Series 24 - General Securities Principal Examination

BC

Issued 11/15/1982

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Warren Leopold.
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