Unclaimed
Michael Warren Davis is a financial advisor currently registered with Fidelity Brokerage Services LLC. Michael has been in the financial services industry since December 4, 2016. Michael is licensed in all 50 states as well as the District of Columbia, Puerto Rico and the Virgin Islands. Michael holds the following licenses: Series 7, Series 9, Series 10 and Series 63. Michael is also registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
12/05/2016 - Present
Fidelity Brokerage Services LLC (BURLINGTON KY)
BC
Issued 12/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Michael Davis is the right advisor for you? Invested Better is here to help.