Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Marks is a financial advisor registered with LPL Financial LLC. Michael has been in the industry since 1995 and has experience working with a wide range of clients, including individuals, families, businesses, and retirement plans. Michael holds various licenses and designations, including Series 7, Series 6, Series 24, Series 63, and Series 66. Michael also holds the Certified Financial Planner designation. Michael provides a range of financial services, including financial planning, investment management, and retirement planning. Michael is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/06/2024 - Present
LPL Financial LLC (HOUSTON TX)
TX
01/23/2012 - 02/11/2015
HANCOCK INVESTMENT SERVICES, INC. (HOUSTON TX)
TX
05/17/2005 - 01/19/2012
LPL FINANCIAL LLC (AUSTIN TX)
IA
05/10/2002 - 05/17/2005
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
05/04/2001 - 05/03/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
04/16/2001 - 05/03/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
AL
12/07/2000 - 04/09/2001
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
TX
03/13/2000 - 12/08/2000
BANK UNITED SECURITIES CORP. (HOUSTON TX)
MN
02/20/1997 - 03/02/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MI
06/26/1996 - 01/14/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
GA
01/19/1996 - 12/31/1996
WMA SECURITIES, INC. (DULUTH GA)
NJ
02/06/1995 - 06/30/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
AZ
07/08/1994 - 12/08/1994
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 04/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1996
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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