Unclaimed
Michael W. Lassiter is a financial advisor at J.P. Morgan Securities LLC. Michael Lassiter has over 16 years of experience in the financial services industry. Michael Lassiter has been registered with the Securities and Exchange Commission (SEC) since 2005. The advisor has a Series 6, 7, 63 and 65 license. Michael Lassiter is registered in the state of Texas. Michael Lassiter has previously worked at LPL Financial LLC, BBVA Securities Inc, BBVA Compass Investment Solutions, Inc, and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
07/28/2021 - Present
J.p. Morgan Securities LLC (PEARLAND TX)
TX
08/13/2018 - 06/30/2021
LPL FINANCIAL LLC (PEARLAND TX)
TX
05/16/2013 - 08/01/2017
BBVA SECURITIES INC. (ANGLETON TX)
TX
11/15/2012 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (PEARLAND TX)
TX
08/09/2005 - 07/29/2011
CHASE INVESTMENT SERVICES CORP. (PEARLAND TX)
IA
Issued 06/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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