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Michael W Garontakos

J.p. Morgan Institutional Investments Inc.

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About Michael W Garontakos

Michael Garontakos is a financial professional with over 20 years of experience in the financial services industry. Michael currently works for J.p. Morgan Institutional Investments Inc. He is a registered representative and holds a Series 63 and Series 7 license, along with the Securities Industry Essentials (SIE) exam. Michael has previously held positions at JPMorgan Distribution Services, Inc., Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION and UBS PAINEWEBBER INC. Michael is currently registered with the state of Indiana as a broker-dealer. He is also a registered Investment Advisor (IA) with the state of Illinois.

Firm Information

Michael Garontakos is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Garontakos’s Registration & Firm History

IL

01/03/2011 - Present

J.p. Morgan Institutional Investments Inc. (CHICAGO IL)

OH

02/21/2006 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

MI

07/06/2005 - 03/01/2006

CHASE INVESTMENT SERVICES CORP. (WALLED LAKE MI)

IL

10/29/2001 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NJ

08/05/1998 - 08/09/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 08/21/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael W Garontakos.
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