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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Butt is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with Morgan Stanley, providing investment advisory services to a variety of clients including high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Michael's career began in 1990 with Boettcher & Company, Inc., and continued with Kemper Securities Group, Inc., Paine Webber Incorporated, Piper Jaffray & Co., and Citigroup Global Markets Inc. Michael has a broad range of experience and holds several licenses and designations, including the Series 3, 7, 9, 10, 63, and 65 licenses. Michael's focus is on providing personalized financial advice and wealth management strategies to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
05/23/2023 - Present
Morgan Stanley (Scottsdale AZ)
AZ
07/09/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
MN
05/29/1997 - 07/15/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NJ
04/11/1991 - 06/04/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
09/04/1990 - 04/18/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
03/20/1990 - 09/04/1990
BOETTCHER & COMPANY, INC.
BC
Issued 12/02/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1992
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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