Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Vu

Barclays Capital Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Vu

Michael Vu is a securities professional currently registered with Barclays Capital Inc. Michael holds the Series 63, 86, 87, and SIE licenses. Michael has been in the securities industry since February 5, 2023. Michael is currently registered in 53 states.

Firm Information

Michael Vu is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Vu’s Registration & Firm History

NY

02/06/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

Not sure if Michael Vu is right for you?

Licenses & Designations

BC

Issued 10/31/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/04/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/21/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Vu.
Not sure if Michael Vu is right for you?