Unclaimed
Michael Vu is a securities professional currently registered with Barclays Capital Inc. Michael holds the Series 63, 86, 87, and SIE licenses. Michael has been in the securities industry since February 5, 2023. Michael is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Barclays Capital Inc. (NEW YORK NY)
BC
Issued 10/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/21/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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