Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Vincent Toth is a financial advisor with over 35 years of experience in the industry. Michael is currently registered with UBS Financial Services Inc. and holds Series 7, 22, 24, 63, 65, and 66 licenses. Michael has held previous registrations with HARTFORD EQUITY SALES COMPANY INC., SUNAMERICA SECURITIES, INC., and CIGNA SECURITIES, INC. Michael's experience spans a range of client types and financial products and services including investment management, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, and portfolio management. Michael serves clients in various states including Michigan, Texas, California, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
08/07/2023 - Present
UBS Financial Services Inc. (GRAND RAPIDS MI)
CT
02/10/1997 - 05/01/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
AZ
09/29/1994 - 01/13/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
PA
07/18/1984 - 08/22/1990
CIGNA SECURITIES, INC. (RADNOR PA)
BOTH
Issued 06/20/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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