Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Vincent St. pierre is a financial advisor with National Financial Services LLC. Michael has been in the financial services industry since October 25, 2012. Michael is registered with the state of Rhode Island. Michael holds Series 7, SIE, and Series 63 licenses. Michael previously worked at Fidelity Distributors Corporation and Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/19/2018 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
10/24/2013 - 12/11/2017
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
08/14/2013 - 12/11/2017
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
08/15/2012 - 07/10/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 11/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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