Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Spadafore is an active investment advisor representative with Principal Securities, Inc. Michael has been in the securities industry for over four years. Michael is registered in 13 states including Pennsylvania, Florida, Maryland, New Jersey, Ohio, Virginia, West Virginia, California, Illinois, North Carolina, South Carolina, Tennessee, and Illinois. Michael has Series 7, 6, and 66 securities licenses as well as a Series 63 license. Michael is a financial planner and provides portfolio management for individuals. Michael is also licensed to write insurance products. In addition, Michael works as a volunteer assistant coach for a local high school baseball team and provides baseball lessons for children ages 8 through 17.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
PA
07/13/2022 - Present
Principal Securities, Inc. (SEWICKLEY PA)
PA
08/30/2018 - 07/12/2022
NYLIFE SECURITIES LLC (PITTSBURGH PA)
BOTH
Issued 06/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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