Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sieben is a financial advisor with over 20 years of experience in the industry. Michael currently works at Raymond James & Associates, Inc. and is registered in 53 states. Prior to Raymond James, Michael worked at Scottrade, Inc. and A. G. Edwards & Sons, Inc. Michael holds several licenses including Series 6, 7, 9, 10, 24 and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/22/2019 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
MO
04/28/2000 - 03/09/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
09/21/1999 - 02/15/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
11/08/1995 - 03/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 11/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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