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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Vincent Ricci is a financial advisor who has been in the industry since 1985. Michael Ricci is currently registered with Raymond James Financial Services Advisors, Inc. Michael Ricci has been with Raymond James Financial Services Advisors, Inc. since 2012. Before that, Michael Ricci worked at Wells Fargo Advisors, LLC from 2008 to 2012. Michael Ricci has also worked at A. G. Edwards & Sons, Inc., Raffensperger, Hughes & Co., Inc. and K. J. Brown & Co., Inc. Michael Ricci offers investment services to clients of Raymond James Financial Services Advisors, Inc. Michael Ricci also works with First Farmer's Bank and Trust and First Farmer's Investment Group. Michael Ricci is a licensed agent in Indiana, Texas and a number of other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
05/01/2017 - Present
Raymond James Financial Services Advisors, Inc. (Kokomo IN)
IN
01/01/2008 - 08/22/2012
WELLS FARGO ADVISORS, LLC (KOKOMO IN)
IN
03/20/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (KOKOMO IN)
IN
02/09/1989 - 03/22/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
NA
10/18/1985 - 03/07/1990
K. J. BROWN & CO., INC.
BC
Issued 09/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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