Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Vincent Proctor is a financial advisor with Empower Financial Services, Inc. He is registered with the state of Iowa and holds the Series 6, Series 26, Series 63, Series 99TO and SIE licenses. Michael has been in the industry since 2006 and previously worked at Prudential Investment Management Services LLC and Sammons Securities Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
IA
02/11/2014 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
IA
12/23/2008 - 02/17/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
IA
07/17/2006 - 03/05/2007
SAMMONS SECURITIES COMPANY, LLC (WEST DES MOINES IA)
BC
Issued 01/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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