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Michael Vincent Pierotti

Foreside Fund Services, LLC

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About Michael Vincent Pierotti

Michael Vincent Pierotti is a financial advisor with Foreside Fund Services, LLC. Michael has been working in the financial services industry since February 18, 2012. Michael is registered with the state of Illinois and New York and holds FINRA Series 66, SIE and Series 7 licenses. Michael is a registered representative of Foreside Fund Services, LLC and has been with the firm since February 5, 2019. Prior to that, Michael was a registered representative of FIRST TRUST PORTFOLIOS L.P.

Firm Information

Michael Pierotti is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Pierotti’s Registration & Firm History

IL

02/05/2019 - Present

Foreside Fund Services, LLC (Wheaton IL)

IL

02/08/2012 - 01/25/2019

FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)

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Licenses & Designations

BOTH

Issued 03/02/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Vincent Pierotti.
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