Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McCormick is an investment advisor representative, registered with Cetera Investment Advisers LLC. Michael has been in the securities industry for 26 years. Michael has worked for several other financial firms, including Ameriprise Financial Services, LLC, Guggenheim Funds Distributors, LLC, Advisors Asset Management, Inc., and Morgan Stanley DW Inc. Michael is registered in 30 states for Broker Check and 2 states for Investment Advisor. Michael specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/26/2024 - Present
Cetera Investment Advisers LLC (SUN CITY FL)
FL
06/06/2018 - 07/03/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Sun City Center FL)
IL
10/13/2014 - 05/29/2018
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
CO
01/19/2010 - 10/10/2014
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
TX
01/26/2006 - 01/19/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
05/13/2004 - 01/26/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/26/2003 - 01/08/2004
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
04/20/1998 - 02/13/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CO
06/24/1997 - 07/30/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
FL
04/21/1997 - 07/01/1997
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
Issued 12/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/1/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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