Unclaimed
Michael Vincent Fasano is an investment advisor representative and registered representative with Ameriprise Financial Services, LLC. Michael has been working in the financial services industry since March 7, 2007. Michael is licensed to provide financial advice and sell securities in Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Utah, Washington, West Virginia, and Wisconsin. Michael also has a Series 66 license which allows for providing investment advice and selling securities. Michael has been a registered representative with Oppenheimer & Co. Inc. and Citigroup Global Markets Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/18/2023 - Present
Ameriprise Financial Services, LLC (SADDLE BROOK NJ)
NJ
04/27/2009 - 11/17/2014
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NJ
03/08/2007 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
BOTH
Issued 03/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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