Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Vincent D'aquila is a financial advisor with Northwestern Mutual Investment Services, LLC. Michael joined the financial services industry in 2001. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses for both Series 7 and Series 63 and has a Series 66 license. He is also registered to sell securities in all 50 states. Michael's focus is on providing investment advice and financial planning services to individuals and families. He believes in building strong relationships with his clients and taking a personalized approach to their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
06/06/2001 - Present
Northwestern Mutual Investment Services, LLC (CHICAGO IL)
BOTH
Issued 02/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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