Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Victor Switchenko is a financial professional with over 35 years of experience in the financial services industry. Michael has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, and businesses. Michael is currently registered with Stifel, Nicolaus & Company, Inc. as a Registered Representative and Investment Advisor Representative. Michael has previously held positions at RBC Capital Markets Corporation, Tucker Anthony Incorporated, Smith Barney Inc. and Lehman Brothers Inc. Michael holds the Series 63, Series 65, Series 7, and Series 1 licenses. Michael is also a Registered Investment Advisor Representative in the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/21/2010 - Present
Stifel, Nicolaus & Company, Inc. (ENFIELD CT)
CT
03/09/2002 - 02/01/2010
RBC CAPITAL MARKETS CORPORATION (HARTFORD CT)
MA
03/01/1996 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
07/31/1993 - 03/19/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
02/08/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MA
05/01/1986 - 02/17/1990
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
10/26/1984 - 12/26/1984
CHESLEY AND DUNN, INC.
IA
Issued 07/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1978
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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