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Michael Victor Carballo

GWN Securities Inc.

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About Michael Victor Carballo

Michael Carballo is a financial professional with experience in the financial services industry. Michael has been registered with the Securities and Exchange Commission since 2016 and has held various positions at financial institutions. Currently, Michael is a registered representative with GWN Securities Inc. Michael is a Series 6, 7, 63, and 65 licensed professional and specializes in providing financial planning, market timing services, and portfolio management for individuals and families. Michael is committed to helping clients achieve their financial goals.

Firm Information

Michael Carballo is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Michael Carballo’s Registration & Firm History

FL

06/29/2023 - Present

GWN Securities Inc. (MIAMI FL)

FL

01/02/2020 - 06/28/2023

IFP SECURITIES, LLC (Miami FL)

FL

11/07/2016 - 12/31/2019

MML INVESTORS SERVICES, LLC (Miami FL)

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Licenses & Designations

IA

Issued 01/03/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Victor Carballo.
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