Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Vernon Dow is a registered representative and investment advisor representative with over 30 years of experience in the financial services industry. Michael is a dedicated professional committed to providing personalized financial advice to individuals, families, and businesses. Michael holds the Series 7, Series 63, and Series 65 licenses. Michael is currently affiliated with Bolton Securities Corp., where he has been associated since 2007. Previously, Michael was affiliated with Advest, Inc. from 1991 to 2005. Michael is a co-owner of Dow Capital Management, LLC, an entity created to operate securities and investment advisory services. Michael is also a co-owner of 134 R.O.R.E., LLC, a real estate holding company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
ME
12/06/2007 - Present
Bolton Securities Corp. (FALMOUTH ME)
CT
09/11/1991 - 11/10/2005
ADVEST, INC. (HARTFORD CT)
IA
Issued 12/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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