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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brown is a financial advisor with over 27 years of experience in the industry. Michael is currently registered with Morgan Stanley in Denver, Colorado, and has been with the firm since June 2009. Before joining Morgan Stanley, Michael was with Citigroup Global Markets Inc. from April 2003 to June 2009, also in Denver. Michael has a broad range of experience, including working with individuals, high-net-worth individuals, businesses, corporations, investment companies, insurance companies, charitable organizations, and pension and profit-sharing plans. Michael has held various roles throughout his career, including trustee, executor, and co-trustee. He has also been a general securities representative and a general securities sales supervisor. Michael is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
02/20/2020 - Present
Morgan Stanley (Denver CO)
CO
04/22/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DENVER CO)
NC
01/01/2003 - 03/06/2003
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
AR
06/26/2000 - 01/01/2003
STEPHENS INC. (LITTLE ROCK AR)
NJ
05/09/2000 - 07/14/2000
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
RI
10/28/1993 - 02/16/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
08/27/1992 - 03/17/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 04/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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