Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Benninghoven is an investment advisor representative at Principal Securities, Inc. Michael is registered with the state of Iowa as an Investment Advisor Representative and a Broker/Dealer Agent. Michael's experience in the industry began in 1997. Michael currently holds FINRA Series 6, 63, and 65 licenses. Michael is licensed to offer securities in several states, including Iowa, Illinois, Missouri, Pennsylvania, and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
10/03/2017 - Present
Principal Securities, Inc. (Burlington IA)
IA
03/25/2017 - 09/22/2017
MML INVESTORS SERVICES, LLC (BURLINGTON IA)
IA
05/09/1997 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BURLINGTON IA)
IA
05/09/1997 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BURLINGTON IA)
NJ
03/05/1997 - 04/01/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/25/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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