Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Vaughn Jones is a financial advisor in Dallas, Texas. Michael has been in the industry since 1999 and has a broad range of experience. Michael is currently registered with Nexpoint Securities, Inc. Michael previously worked with Nexbank Securities Inc., Realty Capital Securities, LLC, Morgan Stanley Smith Barney, Transamerica Capital, Inc., Prudential Annuities Distributors, Inc, Allstate Distributors, L.L.C., and Putnam Retail Management Limited Partnership. Michael holds several licenses and registrations, including Series 6, Series 7, Series 31, Series 63, Series 65 and SIE. Michael has a strong commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/02/2016 - Present
Nexpoint Securities, Inc. (DALLAS TX)
TX
01/19/2016 - 06/08/2016
NEXBANK SECURITIES INC (DALLAS TX)
NY
09/27/2010 - 01/04/2016
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
FL
12/01/2009 - 06/24/2010
MORGAN STANLEY SMITH BARNEY (FT. LAUDERDALE FL)
CO
02/08/2008 - 04/08/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CT
06/01/2006 - 02/11/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
IL
02/02/2004 - 06/01/2006
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
MA
08/28/2001 - 12/09/2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
08/01/1997 - 04/18/2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IA
Issued 12/15/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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