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Michael Vargas

Fidelity Brokerage Services LLC

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About Michael Vargas

Michael Vargas is a financial advisor with Fidelity Brokerage Services LLC, based in Salt Lake City, Utah. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 66 licenses. Prior to joining Fidelity, Michael was a financial advisor at J.P. Morgan Securities LLC in New York.

Firm Information

Michael Vargas is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Vargas’s Registration & Firm History

UT

01/20/2023 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

NY

02/03/2022 - 09/04/2022

J.P. MORGAN SECURITIES LLC (New York NY)

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Licenses & Designations

BC

Issued 08/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/02/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Vargas.
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