Unclaimed
Michael Vargas is a financial advisor with Fidelity Brokerage Services LLC, based in Salt Lake City, Utah. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 66 licenses. Prior to joining Fidelity, Michael was a financial advisor at J.P. Morgan Securities LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
01/20/2023 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
NY
02/03/2022 - 09/04/2022
J.P. MORGAN SECURITIES LLC (New York NY)
BC
Issued 08/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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